AI agents for financial services firms
Enterprise AI for analysis, service and compliance-heavy financial workflows, working from your data, with the auditability and controls the sector demands.
- Faster analysis and research across large document sets
- Explainable, auditable outputs for regulated workflows
- Quicker responses to client requests and due-diligence questionnaires
- Least-privilege access with data residency and audit
- Consistent, approved answers for client-facing teams
Workflows Cogito AI takes on in financial services
Cogito AI gives financial services teams explainable, auditable AI that works from your own data and ontology under least-privilege access. Analysts research faster, client teams answer from approved content, and compliance gets a full record of what every agent did and why.
Cogito AI is developing these industry workflows with its partners. Contact us to talk about the ones that matter to your organization.
01Research & analysis
- Filings and earnings summariesKey changes, risks and figures pulled from 10-Ks, 10-Qs and call transcripts, with sources cited.Powered by Document Generation
- Credit memo first draftsBorrower financials, covenants and history assembled into a draft for the credit team to review.Powered by Document Generation
- Peer and portfolio comparisonsSide-by-side views of companies or holdings built from your data and market sources.Powered by Analytics Intelligence
- Market and news monitoringDaily briefs on the names and themes your teams follow.Powered by Analytics Intelligence
02Client service
- Advisor Q&A from approved contentAnswers drawn only from current, approved product and policy material.Powered by Agent Guardrails
- Client meeting prepAccount history, holdings and open items in one brief before every meeting.Powered by Business User Insights
- Service request triageInbound requests classified, routed and drafted for a response.Powered by Analytics Intelligence
- Due-diligence questionnairesFirst-pass answers to DDQs and RFPs from your approved library.Powered by Document Generation
03Risk & compliance
- KYC and onboarding file reviewMissing documents and inconsistencies flagged for an analyst to resolve.Powered by Audit, Governance & Control
- Policy and procedure Q&AStaff get cited answers from the current policy set, not last year's PDF.Powered by Enterprise Data Model
- Regulatory change trackingNew rules summarized and mapped to the policies and teams they affect.Powered by Analytics Intelligence
- Contract and agreement reviewClauses, exceptions and deviations from standard terms surfaced for review.Powered by Audit, Governance & Control
Works with the systems you already run
The Connector Framework links Cogito AI to these systems, so agents work from current information.
- CRM
- Operations systems
- Shared drives
- Data warehouse
- Databases
- ERP
Talk to us about your industry
Contact us for info on industry use cases, and how Cogito AI fits your teams, systems and regulations.